Business Context and Reporting Period
This Form 8-K was filed by CHF Solutions, Inc. (formerly Sunshine Heart, Inc.) on May 23, 2017. The filing reports a corporate name change effective as of the filing date. The company is incorporated in Delaware and trades on the Nasdaq Capital Market.
Financial Metrics
This filing does not contain financial statements, revenue, profit, cash flow, margin, debt, or liquidity data. The document is strictly a current report regarding corporate governance changes.
Material Changes
- Corporate Name: Changed from "Sunshine Heart, Inc." to "CHF Solutions, Inc."
- Trading Symbol: Changed from "SSH" to "CHFS" effective at the market open on May 24, 2017.
- CUSIP Numbers: New CUSIPs were assigned for common stock (12542Q 102), Series E Convertible Preferred Stock (12542Q 201), and warrants (12542Q 128).
- Governance Documents: The Fourth Amended and Restated Certificate of Incorporation and the Bylaws were amended to reflect the name change.
Guidance, Outlook, and Risks
The filing contains no financial guidance, management commentary on future performance, or discussion of risks and contingencies. It references a press release (Exhibit 99.1) regarding the name change, which is furnished but not deemed "filed" for purposes of incorporation by reference.
Key Facts for Investor Verification
- Verify the new ticker symbol "CHFS" on trading platforms effective May 24, 2017.
- Confirm the new CUSIP numbers for existing holdings of common stock, preferred stock, and warrants.
- Review the attached Certificate of Amendment (Exhibit 3.1) and Bylaws (Exhibit 3.2) for any provisions beyond the name change.