SEC Filing Summary: Sunshine Heart, Inc. (Form 8-K)
Business Context and Reporting Period
This Current Report on Form 8-K was filed by Sunshine Heart, Inc. on February 14, 2012. The report discloses a significant corporate event regarding the listing of the company's common stock. Note: The input metadata references "Nuwellis, Inc.", but the filing text explicitly identifies the registrant as "Sunshine Heart, Inc."
Key Financial Metrics
The filing text does not provide specific financial data such as revenue, profit, cash flow, margins, debt, or liquidity. This report focuses exclusively on regulatory and listing status updates.
Material Changes
- NASDAQ Listing Approval: The company received approval from NASDAQ to list its common stock on the NASDAQ Capital Market.
- Form 10 Effectiveness: The U.S. Securities and Exchange Commission (SEC) declared the company's Registration Statement on Form 10 effective as of 5:00 p.m. Eastern Standard Time on February 14, 2012.
- Trading Commencement: Shares of common stock became eligible for trading on the NASDAQ Capital Market beginning February 16, 2012.
Guidance, Outlook, and Risks
The filing does not contain management guidance, financial outlook, or specific risk factors beyond the standard disclosure that the information in this report (including Exhibit 99) is not deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 and will not be incorporated by reference into other filings unless expressly stated.
Investor Verification Checklist
- Verify the ticker symbol and trading status of Sunshine Heart, Inc. on the NASDAQ Capital Market effective February 16, 2012.
- Review the full text of the Press Release dated February 16, 2012 (Exhibit 99) for additional context on the listing.
- Confirm the details of the effective Form 10 Registration Statement filed with the SEC.
- Clarify the relationship between Sunshine Heart, Inc. and Nuwellis, Inc., as the metadata and filing text reference different entity names.