Financial Stocks

Hennessy Advisors, Inc.

Great Elm Capital. Corp. Common Stock

Great Elm Group, Inc. Common Stock

Keen Vision Acquisition Corporation Ordinary Shares

IB Acquisition Corp. Common Stock

Breakwave Dry Bulk Shipping ETF

Beneficient Class A Common Stock

Sachem Capital Corp. Common Shares

Sachem Capital Corp. Common Shares

Royalty Management Holding Corporation Class A Common Stock

Greenidge Generation Holdings Inc. Class A Common

Oxbridge Re Holdings Limited

Athene Holding Ltd. Depositary Shares, Each Representing a 1/1,000th Interest in a 6.35% Fixed-to-Floating Rate Perpetual Non-Cumulative Preference Share, Series A

Athene Holding Ltd. Depositary Shares, Each Representing a 1/1,000th Interest in a 6.35% Fixed-to-Floating Rate Perpetual Non-Cumulative Preference Share, Series A

Athene Holding Ltd. Depositary Shares, Each Representing a 1/1,000th Interest in a 6.35% Fixed-to-Floating Rate Perpetual Non-Cumulative Preference Share, Series A

Netcapital Inc. Common Stock

SHF Holdings, Inc. Class A Common Stock

Oxford Lane Capital Corp.

Eagle Point Income Company Inc.

Priority Income Fund, Inc. 7.00% Series D Term Preferred Stock due 2029